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金融
Dealing Officer

Responsibilities

  • Responsible for executing variety investment orders includes global securities and futures, bonds, funds etc. in efficient and accurate manner 
  • Assist to conduct trade surveillance 
  • Perform risk control against clients’ account margin level, work closely with Credit Risk Control team 
  • Liaise with counterparties in executing trade orders 
  • Provide general supports to clients’ inquiries 
  • Participate in daily operations 
  • Participate in different projects and assigned ad hoc tasks

 

Requirements

  • Higher diploma or above in Finance or related discipline 
  • 1 year relevant experience (with solid experience in dealing desk will be an advantage) 
  • Holder of SFC license RA1 and RA2
  • Proficient in written & spoken English and Chinese 
  • Night shift and work on public holidays is required 
Senior Settlement Officer

Responsibilities

  • Handle daily settlement and clearing operation including HK & Foreign Securities Market / Bond & Fund

  • Handle all settlement process related to IPO subscription and allotment

  • Liaise with external brokers, prepare funding

  • Process corporate action and corporate event in a timely manner

  • Participate system enhancement, UAT testing, project development

 

Requirements

  • Bachelor Degree or above in Finance, Business Administration or other related disciplines

  • 3 years or above relevant experience in brokerage firms, Banking or financial industry 

  • Basic knowledge in derivatives products is preferred

  • Good knowledge in CCASS operation

  • Familiar with DCASS is preferable

  • Attention to detail and accuracy

  • Able to work independently and meet tight deadlines

  • Good PC knowledge including MS Word & Excel

  • Immediately available is highly preferred