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Responsibilities
- Responsible for executing variety investment orders includes global securities and futures, bonds, funds etc. in efficient and accurate manner
- Assist to conduct trade surveillance
- Perform risk control against clients’ account margin level, work closely with Credit Risk Control team
- Liaise with counterparties in executing trade orders
- Provide general supports to clients’ inquiries
- Participate in daily operations
- Participate in different projects and assigned ad hoc tasks
Requirements
- Higher diploma or above in Finance or related discipline
- 1 year relevant experience (with solid experience in dealing desk will be an advantage)
- Holder of SFC license RA1 and RA2
- Proficient in written & spoken English and Chinese
- Night shift and work on public holidays is required
Responsibilities
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Handle daily settlement and clearing operation including HK & Foreign Securities Market / Bond & Fund
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Handle all settlement process related to IPO subscription and allotment
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Liaise with external brokers, prepare funding
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Process corporate action and corporate event in a timely manner
- Participate system enhancement, UAT testing, project development
Requirements
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Bachelor Degree or above in Finance, Business Administration or other related disciplines
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3 years or above relevant experience in brokerage firms, Banking or financial industry
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Basic knowledge in derivatives products is preferred
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Good knowledge in CCASS operation
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Familiar with DCASS is preferable
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Attention to detail and accuracy
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Able to work independently and meet tight deadlines
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Good PC knowledge including MS Word & Excel
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Immediately available is highly preferred
