Responsibilities:

• Supervise daily securities and futures operations, including local and overseas markets;
• Supervise and ensuring the team members are complying with all guidelines and required rules and regulations
• Provide on-job coaching to junior dealers
• Monitor trading activities and platforms
• Monitoring client’s margin level
• Collaborate with internal and external parties for different projects
• Perform assigned ad hoc duties

Requirement:

• Bachelor degree or above in Finance, Economics, Business Administration or other related disciplines
• 5 years or above relevant experience in financial industry with at least 2 years in supervisory position 
• Holder of SFC License 1 & 2
• Well understanding of different local and overseas investment products trading
• Good communication skills, independent and able to work under pressure
• Detail-oriented and sensitive to numbers
• Quick response & high flexibility
• Work on shift and public holidays

Responsibilities

• Provide comprehensive and professional support to clients such as handling and resolving client’s enquiries, requests and complaints
• Coordinate with cross-department to enhance operation efficiency and customer experience
• Handle individual and corporate account onboarding procedures include data collection and KYC/CDD
• Assist the daily maintenance and continuous enhancement of customer chat management platform
• Handle ad hoc tasks as assigned

Requirements

• Higher diploma or above in Finance or related discipline
• 1 year of relevant experience in customer service
• Holder of SFC license RA1 and RA2 or equivalent
• Strong customer services with excellent communication skills and problem solving skills
• Good command of written and spoken English, Cantonese and Mandarin
• Knowledge of Microsoft Office application
• Fresh graduate will also be considered 

Job Duties:

• Responsible for executing variety investment orders includes global securities and futures, bonds, funds etc. in efficient and accurate manner 
• Assist to conduct trade surveillance 
• Perform risk control against clients’ account margin level, work closely with Credit Risk Control team 
• Liaise with counterparties in executing trade orders 
• Provide general supports to clients’ enquiries 
• Participate in daily operations 
• Participate in different projects and assigned ad hoc tasks 

Requirements:

• Higher diploma or above in Finance or related discipline 
• 1 year relevant experience (with solid experience in dealing desk will be an advantage) 
• Holder of SFC license RA1 and RA2 or equivalent 
• Proficient in written & spoken English and Chinese 
• Night shift and work on public holidays is required 
• Fresh graduates are welcome

Responsibilities 

• Assist in executing legal transactions, drafting and review documentation for securities, commercial agreements, mortgage and unsecured loan businesses 
• Conducting legal research, summarizing external advice / case laws and drafting reports, compliance procedures and investigations, policies and memorandums
• Liaise with internal and external stakeholders to follow up on business projects 
• Keep abreast of updated laws and regulations and advise on the updated internal procedures and provide training 
• Provide support on special / ad-hoc projects 

Requirements: 

• Bachelor degree holder in law related disciplines 
• At least 3 years’ related working experience in law firm or in-house legal work. Financial industry or conveyancing experience is an advantage  
• Mature, self-motivated, independent and strong attention to details  
• Good interpersonal and communication skills 
• Responsible, trustworthy with positive attitude and a good team player 
• Proficiency in MS office application and Chinese Word Processing 
• Good command of written and spoken English and Chinese 

Responsibilities 

• Conduct market research and analysis 
• Prepare research reports and market commentary in English and Chinese
• Support miscellaneous equity projects
• Provide insights to clients for investment needs
• Cooperate with other departments on ad-hoc research projects

Requirements: 

• Bachelor Degree or above in Finance, Economics or a related major
• Minimum 2 years of equity experience in writing research reports
• Knowledge in Financial modeling, investment research and analysis is preferred
• Able to present and provide recommendations for investment decisions
• Good command in written & spoken English & Chinese