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英皇證券集團Accountant/ Assistant Accountant

Responsibilities: 

  • Perform daily accounting functions including accounts receivable, accounts payable, etc. 
  • Assist in preparing various management and analysis reports 
  • Handle month-end / year end closing independently, including the preparation and review of analysis schedules, balance sheet schedules, financial statements, reconciliation statements 
  • Assist in other general accounting duties when required 
  • Assist in ad-hoc projects as assigned 

Requirements: 

  • Higher Diploma or above in Accounting or related discipline 
  • At least 3 years’ relevant accounting experience. Experience in sizable organization / financial industry is an advantage 
  • Proficient in MS Office Applications, MS Excel with knowledge in FlexSystem 
  • Self-motivated, independent, able to work under pressure and meet tight deadlines 
  • Excellent interpersonal and communication skills 
  • Good command in both spoken and written English and Chinese. Mandarin is an advantage 
  • Welcome fresh graduate 
英皇證券集團Compliance Manager (Brokerage)

Responsibilities:

  • Responsible for developing and enhancing compliance control policies, procedures, programs and monitoring their effective implementation
  • Review and monitor compliance review examination
  • Assist in securities and brokerage business with maintaining and updating written policies and operational procedures to reflect changes in the relevant AML and other applicable laws
  • Liaise with regulators and assist in handling enquiries, complaints and licensing work
  • Work with the firm's New Accounts and Surveillance teams to calibrate and implement customer due diligence procedures, processes and policies
  • Help maintain and update the AML and KYC compliance training programs and conduct compliance-related training as and when necessary
  • Assist in developing and implementing remedial action plans in response to internal and external audit findings

Requirements:

  • Bachelor's Degree in Legal, Finance, Accounting or related disciplined with 5 years' relevant experience gained in Brokerage firm, banking and finance industry
  • Familiar with SFO and HKEX rules
  • Have strong sense of responsibility, detail-minded and able to work independently
  • Good communication skills for collaborative work with inter-departmental and external parties;
  • Good command of written and spoken English and Chines
英皇證券集團Manager/ Assistant Manager, Settlement

Responsibilities: 

  • Supervise the daily settlement and clearing operation 
  • Monitor the operational activities in respect to the requirements of SFC, Stamp Duty Office, IRD, HKEx etc.; 
  • Handle all settlement process related to IPO subscription (e.g. IPO financing, placement booking settlement with placing agents, prepare all necessary documents to external parties etc.) 
  • Process corporate actions; monitor investor holdings and total positions within CCASS / DCASS 

 Requirements: 

  • Bachelor Degree or above in Finance, Business Administration or other related disciplines 
  • 5-8 years’ or above relevant experience in brokerage firms, Banking or financial industry, in which 3 years are in managerial level 
  • Solid experience in HK and Asia equities and futures settlement 
  • Full competence and a strong knowledge in CCASS/DCASS operation 
  • Able to work independently and work under pressure to meet deadline 
  • With system enhancement exposure is a plus. 
英皇證券集團Officer/ Assistant Officer - Credit & Risk Control, Securities

Responsibilities: 

  • Provide all-round support of credit and risk control to securities businesses in timely and professional manner  
  • Manage credit, exception reports and demand letter preparation, securities trading and credit limits review, exposure and stock concentration levels monitoring.   
  • Support in credit evaluation and risk assessment of clients  
  • Participate into system implementation including UAT  
  • Assist in reviewing and fine-tuning policies and procedures   
  • Ensure daily operations are in full compliance with policies and procedures, as well as rules and regulations  
  • Assist in ad-hoc projects as assigned  

Requirements  

  • Diploma in Business or related discipline  
  • 2 years’ relevant experience in financial industry, fresh graduate would be considered for the Assistant Officer role  
  • Strong data analytical skill and proficient in Microsoft  
  • Knowledge in Excel VBA is preferred   
  • Good command of written and spoken English and Chinese  
  • Welcome fresh graduate 
英皇證券集團Officer, Customer Service

Responsibilities

  • Provide comprehensive and professional support to clients such as handling and resolving client’s enquiries, requests and complaints
  • Coordinate with cross-department to enhance operation efficiency and customer experience
  • Handle individual and corporate account onboarding procedures include data collection and KYC/CDD
  • Assist the daily maintenance and continuous enhancement of customer chat management platform
  • Handle ad hoc tasks as assigned

Requirements

  • Higher diploma or above
  • 1 year of relevant experience in customer service
  • Holder of SFC license RA1 and RA2 or equivalent
  • Strong customer services with excellent communication skills and problem solving skills
  • Good command of written and spoken English, Cantonese and Mandarin
  • Knowledge of Microsoft Office application
  • Fresh graduate will also be considered 
英皇證券集團Officer, Settlement (Fresh Graduate Welcome)

Responsibilities

  • Handle daily settlement and clearing operation including HK & Overseas Securities Market
  • Handle all settlement process related to IPO subscription and allotment
  • Perform Trading Booking and fund in and out
  • Process corporate action and corporate event in a timely manner
  • Perform and ensure the accuracy of the stock reconciliation
  • Participate system enhancement, UAT testing, project development

Requirements

  • Bachelor Degree or above in Finance, Business Administration or other related disciplines
  • 3 years or above relevant experience in brokerage firms, Banking or financial industry 
  • Good knowledge in CCASS operation
  • Familiar with DCASS is preferable
  • Attention to detail and accuracy
  • Able to work independently and meet tight deadlines
  • Good PC knowledge including MS Word & Excel
  • Fresh Graduate Welcome
英皇金融集團Graduate Trainee (6 months Program)

The 6-months Graduate Trainee Program offers an exciting opportunity to talents to pursue a career path towards middle management of front office in finance sector. 

We provide training to develop all-round calibers covering industry knowledge, global markets analysis, product knowledge in Forex and Bullion, soft skills and field exposure in client facing and business operations .

Responsibilities:

  • On/off-the-job training to establish financial services related knowledge
  • Assist in building the branding, developing sales and marketing strategies and KPI, growing the team to achieve sales targets and service excellence- Support market intelligence and willing to travel abroad to explore more business opportunities in overseas markets
  • Administrative and other ad hoc work related to the business development team 

Requirements:

  • Bachelor Degree in all disciplines with at least 1 year of retail industry experience will be an advantage
  • Mature, self-motivated, innovative and result-oriented
  • Able to multitask in a fast paced environment
  • A good team player with leadership potential and effective organizational skills
  • Good command of written and spoken English and Chinese
英皇金融集團Senior Business Analyst/ Business Analyst

Responsibilities

  • Participate in projects for financial service
  • Collect and document business requirement, analyze and develop software solutions according to software development lifecycle
  • Examine operational feasibility by performing analysis of business processes, documentation, problem definition, solution development, and propose solutions for process automation and cost minimization
  • Work closely with the internal and external resources, different stakeholders to ensure the project are delivered within timeline, scope and budget
  • Assist in developing standardize documentation and architecture for application system
  • Work with vendors/development team on system implementation with quality deliverables
  • Work closely with end-users to perform SIT, UAT and Production rollout and support
  • Lead small to medium sized projects

Requirements

  • University degree in Business Studies, Information Systems or related disciplines
  • At least 3 years of related experience; knowledge of financial or digital platforms will be an advantage
  • Relevant experience in trading system / CRM / KYC / AML / cash deposit and withdrawal system / accounting or reporting is an added advantage
  • Experience in Salesforce, API, Cloud platforms, database, Web and Mobile application development related project is a plus
  • Familiar with project management methodology including Agile, DevOps is an added advantage but not a must
  • Strong vendor & stakeholder management, flexible and ability to learn and challenge

Candidate with more experience will be considered as Senior Business Analyst

英皇金融集團Senior Data Engineer/ Data Engineer

Responsibilities 

  • Design and implement global data lake and data warehouse platform on Cloud enabling BI dashboarding and advanced data analytics to support data driven decision making 
  • Develop and maintain a scalable data architecture with standardized global data model and end to end data integration pipelines for data ingestion and consolidation under the Big Data platform 
  • Drive the delivery of BI dashboards and operation reports with modernized visualization tools for improving operational efficiency and governance 
  • Define processes and implement solutions to ensure data quality, accuracy and security of enterprise data being available for BI stakeholders and other applications 
  • Define and execute the master data management strategy and model for ensuring master data quality and standardization 
  • Evaluate latest data /BI technologies for delivering data solutions aligning with the data strategy to meet business objectives 

 

Requirements 

  • Degree holder in Computer Science or in data management related disciplines 
  • 7 years of relevant experience in data engineering, data lake and data warehouse on Cloud (e.g AWS/ Azure) 
  • Experience in Tableau reporting and dashboarding is a MUST 
  • Solid experience in SQL and No-SQL databases (e.g. MSSQL, MySQL, MongoDB, AWS DynamoDB and AWS Redshift etc.) 
  • Solid experience in building the end to end data pipelines for data ingestion and orchestration 
  • Solid experience in data modelling for globally scaled data warehouses and data lakes 
  • Hands on experience in building AI/ML model in data science is a plus 
  • Experience with agile software development methodologies is preferred 
  • Proficiency in ETL and data streaming technologies on Cloud is preferred (e.g. Kinesis Data Steams, Kafka etc.) 
  • Proficiency in Python, R and Scala is an advantage 
  • Excellent communication skill. Ability to explain complex issues to business and technology leaders 
  • Self-motivated with the ability to prioritize, meet deadlines, and manage changing priorities 
  • Good command in both spoken and written English and Chinese (including Mandarin) 
英皇金融集團Senior Software Engineer

Responsibilities 

  • Participate in digital transformation project for front office/back office area 
  • Collect and document business requirement, analyze and develop software solutions according to software development lifecycle 
  • Examine operational feasibility by performing analysis, problem definition, solution development, and propose solutions 
  • Communicate with users, development team and/or vendors for system implementation and enhancements 
  • Examine, review and refine software quality 
  • Assist in developing standardized architecture for new business and application system 
  • Identify opportunities and evaluate new technology to match on-going business development 

Requirements 

  • University degree or above in Computer Science, Information Technology or related disciplines 
  • Minimum 5 years of relevant experience 
  • Hands on experience in Node.js/React/React Native/Java/.Net framework/MSSQL or MySQL database 
  • Relevant experience in Financial Trading / Data Warehouse / Accounting / Reporting / Payment Gateway / KYC / AML system or business flow is an added advantage 
  • Experience in API gateway, RESTful API, AWS, Salesforce, Web and Mobile application development experience is a plus 
  • Self-motivated, independent, diligent and able to work under pressure