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Finance
Assistant Dealing Manager
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Responsibilities:
- Supervise daily securities and futures operations, including local and overseas markets;
- Supervise and ensuring the team members are complying with all guidelines and required rules and regulations
- Provide on-job coaching to junior dealers
- Monitor trading activities and platforms
- Monitoring client’s margin level
- Collaborate with internal and external parties for different projects
- Perform assigned ad hoc duties
Requirement:
- Bachelor degree or above in Finance, Economics, Business Administration or other related disciplines
- 5 years or above relevant experience in financial industry with at least 2 years in supervisory position
- Holder of SFC License 1 & 2
- Well understanding of different local and overseas investment products trading
- Good communication skills, independent and able to work under pressure
- Detail-oriented and sensitive to numbers
- Quick response & high flexibility
- Work on shift and public holidays
Customer Services Officer
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Responsibilities
- Provide comprehensive and professional support to clients such as handling and resolving client’s enquiries, requests and complaints
- Coordinate with cross-department to enhance operation efficiency and customer experience
- Handle individual and corporate account onboarding procedures include data collection and KYC/CDD
- Assist the daily maintenance and continuous enhancement of customer chat management platform
- Handle ad hoc tasks as assigned
Requirements
- Higher diploma or above in Finance or related discipline
- 1 year of relevant experience in customer service
- Holder of SFC license RA1 and RA2 or equivalent
- Strong customer services with excellent communication skills and problem solving skills
- Good command of written and spoken English, Cantonese and Mandarin
- Knowledge of Microsoft Office application
- Fresh graduate will also be considered
Dealing Officer
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Job Duties:
- Responsible for executing variety investment orders includes global securities and futures, bonds, funds etc. in efficient and accurate manner
- Assist to conduct trade surveillance
- Perform risk control against clients’ account margin level, work closely with Credit Risk Control team
- Liaise with counterparties in executing trade orders
- Provide general supports to clients’ enquiries
- Participate in daily operations
- Participate in different projects and assigned ad hoc tasks
Requirements:
- Higher diploma or above in Finance or related discipline
- 1 year relevant experience (with solid experience in dealing desk will be an advantage)
- Holder of SFC license RA1 and RA2 or equivalent
- Proficient in written & spoken English and Chinese
- Night shift and work on public holidays is required
- Fresh graduates are welcome
Paralegal
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Responsibilities
- Assist in executing legal transactions, drafting and review documentation for securities, commercial agreements, mortgage and unsecured loan businesses
- Conducting legal research, summarizing external advice / case laws and drafting reports, compliance procedures and investigations, policies and memorandums
- Liaise with internal and external stakeholders to follow up on business projects
- Keep abreast of updated laws and regulations and advise on the updated internal procedures and provide training
- Provide support on special / ad-hoc projects
Requirements:
- Bachelor degree holder in law related disciplines
- At least 3 years’ related working experience in law firm or in-house legal work. Financial industry or conveyancing experience is an advantage
- Mature, self-motivated, independent and strong attention to details
- Good interpersonal and communication skills
- Responsible, trustworthy with positive attitude and a good team player
- Proficiency in MS office application and Chinese Word Processing
- Good command of written and spoken English and Chinese
Research Analyst
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Responsibilities
- Conduct market research and analysis
- Prepare research reports and market commentary in English and Chinese
- Support miscellaneous equity projects
- Provide insights to clients for investment needs
- Cooperate with other departments on ad-hoc research projects
Requirements:
- Bachelor Degree or above in Finance, Economics or a related major
- Minimum 2 years of equity experience in writing research reports
- Knowledge in Financial modeling, investment research and analysis is preferred
- Able to present and provide recommendations for investment decisions
- Good command in written & spoken English & Chinese